Applicant(s)
- Commonwealth Bank of Australia
Notification number(s)
- N92860
Summary
The Commonwealth Bank of Australia (CBA) requires broking groups and individuals who may be employees, contractors or independent brokers affiliated with such groups to maintain membership of:
-a professional industry body or association approved by CBA (approved association) and
-an external dispute resolution scheme approved by the Australian Securities and Investments Commission and by CBA.
-a professional industry body or association approved by CBA (approved association) and
-an external dispute resolution scheme approved by the Australian Securities and Investments Commission and by CBA.
Notifications
| Document title | Date | |
|---|---|---|
| Received |
Decisions
| Document title | Date | |
|---|---|---|
| ACCC to Group Compliance Exclusion of Material from Public Register |
ACCC correspondence
Submissions
| Document title | Date | |
|---|---|---|
| Finance Brokers Association of Australia Limited |