Applicant(s)
- Evans and Partners Pty Ltd
Notification number(s)
- N96209
Summary
Evans and Partners Pty Ltd, a financial-services business, proposes to offer to supply financial services (including investment advisory services) on condition that the client will acquire:
- execution, clearing and settlement services from Pershing Securities Australia Pty Ltd if the client wishes to execute transactions in Australian Securities Exchange (ASX) Exchange Traded Options or Chi-X transactions and
- clearing and settlement services from Pershing for all other ASX-related trades.
- execution, clearing and settlement services from Pershing Securities Australia Pty Ltd if the client wishes to execute transactions in Australian Securities Exchange (ASX) Exchange Traded Options or Chi-X transactions and
- clearing and settlement services from Pershing for all other ASX-related trades.
Notifications
| Document title | Date | |
|---|---|---|
| Received |
ACCC correspondence
| Document title | Date | |
|---|---|---|
| ACCC to Applicant re No Further Action |