Applicant(s)

  • Salomon Smith Barney Asset Management Australia Limited

Notification number(s)

  • N31096

Summary

Salomon Smith Barney Asset Management Australia Limited (SSBAMAL) lodged a notification in relation to the offer of Private Portfolio Group Managed Account Programs (PPG) to retail investors if the retail investor enters into a brokerage agreement with SSB Inc for the provision of stock broking services and a client agreement with SSB Private Clients (Australia) Pty Ltd (SSBPC), or another person specified by SSBAMAL from time to time, for the provision of advisory and other financial and investment services.

ACCC correspondence