Applicant(s)
- UBS Securities Australia Ltd
Notification number(s)
- N31291
Summary
UBS Securities Australia Ltd lodged a notification in relation to the provision of a separately managed account facility (SMA Facility) on condition the customer enters into an agreement with an Authorised Margin Lender. At present, ANZ Margin Services Pty Ltd is the only Authorised Margin Lender.
Notifications
| Document title | Date | |
|---|---|---|
| UBS Securities Australia Limited lodgement |
ACCC correspondence
| Document title | Date | |
|---|---|---|
| ACCC to Counsel immunity not revoked |