Applicant(s)
- UBS Warburg Private Clients Ltd
Notification number(s)
- N90870
- N90871
Summary
UBS Warburg Private Clients Ltd lodged a notification in which they propose to offer UBS Management Service and broking services to investors on condition that investors maintain a cash management account with UBS CM. (third line forcing)
Notifications
| Document title | Date | |
|---|---|---|
| UBS Warburg lodgement |
ACCC correspondence
| Document title | Date | |
|---|---|---|
| ACCC to UBS Warburg immunity not revoked |